Wiley Series 6 Exam Review prepares candidates for the Investment Company Products/Variable Contracts Limited Representative Examination, which qualifies a representative to transact corporate securities, direct participation, municipal securities, or options products.[...]

Wiley Series 63 Exam Review prepares candidates for the Uniform Securities Examination, which qualifies a securities agent. The book addresses ethical practices, fiduciary obligations, and state securities acts and related rules. Candidates will gain access to an online test bank for each chapter an[...]

Wiley Series 55 Exam Review prepares candidates for the Equity Trader Qualification Examination, which qualifies a representative to trade equity and convertible debt securities on a principal or agency basis.[...]

Wiley Series 65 Exam Review prepares candidates for the Uniform Investment Advisor Law Examination, which qualifies a representative as an investment adviser. The book addresses ethical and legal guidelines, investment strategies, and investment vehicles.[...]

Wiley Series 24 Exam Review prepares candidates for the FINRA General Securities Principal Qualification Examination, which tests an aspiring manager of general-securities broker-dealer's understanding of pertinent rules and statutory provisions.[...]

Wiley Series 66 Exam Review prepares candidates for the Uniform Combined State Law Examination, which qualifies a representative as both a securities agent and investment advisor. The book addresses client investment strategies, laws, guidelines, and unethical business practices.[...]

Wiley Series 99 Exam Review prepares candidates for the Operations Professional Qualification Examination, which qualifies the taker to perform operation functions for a broker dealer.[...]